| 20-02072 | 12/10/2020 | Claimant(s): Michael Koob
Claimant Lawyers(s): Ansis V. Viksnins
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Barry Goldman, LaVon C. Phillips, Matthew E. Piermantier
Hearing Site: Minneapolis, MN
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| 20-00846 | 12/02/2020 | Claimant(s): Sharon Meyer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Kelli J. Jareaux
Hearing Site: Washington, DC
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| 20-01662 | 11/25/2020 | Claimant(s): Michael Schumacher
Claimant Lawyers(s): Christopher R. Sall
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Phyllis Karasov
Hearing Site: Minneapolis, MN
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| 20-01376 | 11/24/2020 | Claimant(s): Edmund Iannacone
Claimant Lawyers(s): Brian Luther
Respondent(s): Ameriprise Financial Services, UBS Financial Services Inc.
Respondent Lawyers(s): Howard M. Klausmeier, Omar Perez
Arbitrator(s): Martin R. Cramer
Hearing Site: Newark, NJ
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| 20-01782 | 11/18/2020 | Claimant(s): William O'Connell
Claimant Lawyers(s): Gerry Giurato
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Richard Kent Mahrle
Hearing Site: Phoenix, AZ
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| 20-00976 | 11/17/2020 | Claimant(s): Matthew Orman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Mark A. Sipper
Hearing Site: Pittsburgh, PA
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| 20-00887 | 11/16/2020 | Claimant(s): Charles Saacke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
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| 20-01126 | 11/12/2020 | Claimant(s): Riad Shanawany
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
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| 20-02169 | 11/09/2020 | Claimant(s): Vonna Husby
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Ameriprise Financial Services, Raymond James Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier, Kevin M. Cuddy
Arbitrator(s): Dean J. Dietrich
Hearing Site: Anchorage, AK
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| 19-03816 | 10/19/2020 | Claimant(s): Timothy Burklow
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Micalyn S. Harris
Hearing Site: Newark, NJ
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