| 20-02374 | 03/11/2021 | Claimant(s): Caroline Girgis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): John James McGovern
Hearing Site: Wilmington, DE
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| 20-02133 | 02/16/2021 | Claimant(s): Richard Pierce
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Mark A. Sipper
Hearing Site: Columbus, OH
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| 20-01699 | 02/12/2021 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Leslie Markus
Respondent Lawyers(s): Leslie George Markus
Arbitrator(s): Edward T. Borer, Mark H. Stein, Larry Cheskawich
Hearing Site: Philadelphia, PA
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| 20-02163 | 02/11/2021 | Claimant(s): Scott Smith
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
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| 20-02318 | 02/05/2021 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Michael Dellaporta
Respondent Lawyers(s): Michael Joseph Dellaporta
Arbitrator(s): Steven Gerard Goerke, Michael Mazor, Jay Andrew Meyers
Hearing Site: Boca Raton, FL
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| 20-02212 | 02/02/2021 | Claimant(s): Jacob Goddard
Claimant Lawyers(s): James P Galvin
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jeffrey M. Allen
Hearing Site: Salt Lake City, UT
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| 20-01850 | 01/29/2021 | Claimant(s): Daniel Ruediger
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Portland, OR
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| 20-01735 | 01/26/2021 | Claimant(s): John Lynch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Milwaukee, WI
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| 20-02244 | 01/22/2021 | Claimant(s): Gary Nuccio
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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| 20-00381 | 12/10/2020 | Claimant(s): Steven Lopez
Claimant Lawyers(s): James Eccleston
Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services, Olde Discount Corporation
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Frank Samuelsohn, Kenneth N. Adamson, Raymond P. Buschmann
Hearing Site: Chicago, IL
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