| 22-01852 | 09/04/2024 | Claimant(s): Yousef Bhatti
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Eric Ross Cromartie, Dianne Connally Betts, Michelle Prudhomme-Coleman
Hearing Site: Dallas, TX
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| 16-02761 | 09/06/2018 | Claimant(s): Kurt Haney, Robert Staton
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Robert A. Bettis, David A. Schuler, Robert L Williamson
Hearing Site: Dallas, TX
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| 16-02331 | 06/27/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): Benjamin Bowden
Respondent Lawyers(s): Benjamin J. Bowden
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
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| 15-00029 | 12/24/2015 | Claimant(s): Jason Taylor
Claimant Lawyers(s): Willard Knox
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Harry J Saginaw
Hearing Site: Dallas, TX
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| 12-01527 | 05/05/2014 | Claimant(s): Robert Garrison
Claimant Lawyers(s): Jacks C. Nickens
Respondent(s): Sanders Morris Harris Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Steve R. Neuman, Walter F. Schleyer, Charles E. Munson
Hearing Site: Houston, TX
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| 11-00700 | 09/13/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): Kamran Nezami
Respondent Lawyers(s): Aaron G. Ries
Arbitrator(s): Mark A. Myers
Hearing Site: Houston, TX
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| 11-00400 | 06/13/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): John Sork
Respondent Lawyers(s): John Sork
Arbitrator(s): Thomas D. Nagle
Hearing Site: Houston, TX
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| 09-06020 | 03/07/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): William Livingston Coster
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Maxel (Bud) B. Silverberg, Juanita D. McKethan, Marjorie C. Johnson
Hearing Site: Houston, TX
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| 09-06649 | 11/12/2010 | Claimant(s): First Southwest Company
Claimant Lawyers(s): Christopher R. Richie
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Peter J. Conlon, Linda B. Kelly, Robert E. Treadaway
Hearing Site: Dallas, TX
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