| 23-01792 | 10/18/2024 | Claimant(s): Willard Holgate, Willard G. Holdgate SEP IRA, Willard G. Holgate IRA
Claimant Lawyers(s): Samuel Edwards
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Elena Dilorio, Phyllis Ann Diamond, Temitope Oluyomi Popoola
Hearing Site: Houston, TX
|  | $106,468 |
| 22-02894 | 04/17/2024 | Claimant(s): Peggy Hedgren
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Allan R. Lazor, David Aaron DeSoto, Fred Olivares
Hearing Site: Houston, TX
| | Expungement |
| 23-00027 | 04/12/2024 | Claimant(s): McNaught Family Irrevocable Trust, Sharon Coan, Trustee
Claimant Lawyers(s): R. Sean McDonald
Respondent(s): Chad Carroll, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
| | Expungement |
| 21-00696 | 03/10/2023 | Claimant(s): Anthony Prisco, Morgan Prisco
Claimant Lawyers(s): Rachel L Williams
Respondent(s): Edward Jones, Lindsay Strange
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Dineo Coleman Gary, James W. Kerr, Diego Jesus Pena
Hearing Site: Dallas, TX
| | Expungement |
| 21-01650 | 08/11/2022 | Claimant(s): Tom Snow
Claimant Lawyers(s): Sean J. McCaffity
Respondent(s): Gregory Pharris, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
| | Expungement |
| 19-02376 | 11/15/2021 | Claimant(s): Jim Fletcher
Claimant Lawyers(s): Joshua C. Spencer
Respondent(s): Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Nicole T. LeBoeuf, Staci Lynette Glenn, Penny R Robe
Hearing Site: Dallas, TX
| | $0 |
| 19-02790 | 10/04/2021 | Claimant(s): Bryan Bernard
Claimant Lawyers(s): Michael L. Forman
Respondent(s): Douglas Williams, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
| | $0 |
| 18-01476 | 01/03/2020 | Claimant(s): Willie Mae Kalisek
Claimant Lawyers(s): Jason E. Williams
Respondent(s): Edward Jones, Ruben Hope
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): James A. Parker, Malcolm Edwin Whittaker, Jeffrey R. Jury
Hearing Site: Houston, TX
| | $0 |
| 12-01484 | 12/06/2013 | Claimant(s): Eilene York
Claimant Lawyers(s): Cynthia R. Levin Moulton
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Edward M. Olson, Patrick R. Sughroue, Michael J. Meeusen
Hearing Site: Detroit, MI
| | $0 |
| 12-02772 | 10/10/2013 | Claimant(s): Ann Bailey
Claimant Lawyers(s): Shauna Wright
Respondent(s): Robert Williams, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Catherine M. Norman
Hearing Site: Dallas, TX
| | $263,950 |
