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FINRA Awards for Aaron G. Ries

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0070009/13/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): Kamran Nezami
Respondent Lawyers(s): Aaron G. Ries
Arbitrator(s): Mark A. Myers
Hearing Site: Houston, TX

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