FINRA Awards for Melanie L. Ronen

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Displaying 11-19 out of 19 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-06492	09/06/2011	Claimant(s): Amir Monsefi Claimant Lawyers(s): Faryan Andrew Afifi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Barton J. Brewer, Debra Brothers Self, Kendall C. Reed Hearing Site: Los Angeles, CA
10-05617	06/01/2011	Claimant(s): David Gillaspy Claimant Lawyers(s): David Gillaspy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Janice L. Sperow Hearing Site: San Diego, CA		Expungement
07-00469	03/15/2010	Claimant(s): Robert Rose Claimant Lawyers(s): Philip D. Dapeer Respondent(s): John Barnes, Sanah Chung Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert Bruce MacDonald, Kirtley M. Thiesmeyer, Kendall C. Reed Hearing Site: Los Angeles, CA
09-01306	02/04/2010	Claimant(s): Theodore Jung Claimant Lawyers(s): Wray H. Kondo Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Peter H. Daly, Walter H. Ikeda, Charles Eugene Markley Hearing Site: Honolulu, HI
08-00452	12/30/2009	Claimant(s): Paige Sherman Claimant Lawyers(s): Michael Blumenfeld Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Richard L. Rubin, Laura Effel, Robert M. Lubin Hearing Site: San Francisco, CA
08-02081	12/16/2009	Claimant(s): John Yarbrough Claimant Lawyers(s): Robert A. Uhl Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Kenneth E. Owen, David W. Casey, Karen J. Burneff Hearing Site: Los Angeles, CA
07-01196	03/20/2009	Claimant(s): Gary Neiens Claimant Lawyers(s): Maureen J. Duris Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Susan B. Gans-Smith, Ronald E. Malmfeldt, Kendall C. Reed Hearing Site: Los Angeles, CA
05-03814	12/19/2007	Claimant(s): Arthur Kieval Claimant Lawyers(s): David L. Ward Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): James Mervin Benson, Frank M. Romano, Eli Bensky Hearing Site: Houston, TX
06-04380	10/03/2007	Claimant(s): Charlotte Lowe, Patrick Lowe Claimant Lawyers(s): Neil A. Sussman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Gerald A. Koris, Dawn M. Kirchner, Susan B. Gans-Smith Hearing Site: Los Angeles, CA