Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03100 | 12/15/2021 | Claimant(s): Toni Iannarelli Claimant Lawyers(s): Avi Rosenfeld Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-00703 | 12/15/2021 | Claimant(s): Grant Blindbury Claimant Lawyers(s): Edward Scott Zusman Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 21-02218 | 12/15/2021 | Claimant(s): Robin Taliaferro Claimant Lawyers(s): Stephen Young Respondent(s): Sutter Securities Incorporated, Sutter Capital Partners Respondent Lawyers(s): R. Craig Zafis Arbitrator(s): Thomas E Shuck Hearing Site: Los Angeles, CA | ||
| 21-00430 | 12/14/2021 | Claimant(s): Eric Silvestre Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Katherine L. Handy Arbitrator(s): Thomas E Shuck Hearing Site: Los Angeles, CA | ||
| 21-01322 | 12/14/2021 | Claimant(s): Richard Downer Claimant Lawyers(s): Zachary Morse Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff P. Palmer Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 21-01115 | 12/09/2021 | Claimant(s): Laura Chao Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 19-01231 | 12/01/2021 | Claimant(s): Mamdoh Abas Claimant Lawyers(s): Darren Veracruz Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Chad Weaver Arbitrator(s): Roberta Haft, Michael Harrison, Nicholes W. Ghnouly Hearing Site: Los Angeles, CA | ||
| 21-00821 | 11/30/2021 | Claimant(s): George Reyes Claimant Lawyers(s): George A Reyes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John T. DiNapoli Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 21-01191 | 11/23/2021 | Claimant(s): Garrett Bland Claimant Lawyers(s): Zachary S. Morse Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-02608 | 11/17/2021 | Claimant(s): Jeremy Dicker Claimant Lawyers(s): David Harrison Respondent(s): MML Investors Services Respondent Lawyers(s): Elliott J. Stein Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA |