| 22-02757 | 09/01/2023 | Claimant(s): Kristi Trowbridge, Steve Trowbridge
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Robert Abrams
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
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| 22-02149 | 03/24/2023 | Claimant(s): James Roberson
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
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| 21-02881 | 06/08/2022 | Claimant(s): John Holt
Claimant Lawyers(s): Joel M. Everest
Respondent(s): CUSO Financial Services, L.P.
Respondent Lawyers(s): Maria J. Seedner
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
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| 18-01022 | 02/06/2020 | Claimant(s): Ty Bauer
Claimant Lawyers(s): Andy T. Arant
Respondent(s): Donald Blackwell
Respondent Lawyers(s): Brad Walsh
Arbitrator(s): Earle J. Schwarz, Stephen H. Biller, William Robert Vance
Hearing Site: Memphis, TN
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| 18-02867 | 01/15/2019 | Claimant(s): James Salem
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
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| 16-01865 | 04/26/2018 | Claimant(s): Wilson Colberg Trigo
Claimant Lawyers(s): Enrique J. Mendoza-Mendez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos Bobonis, Kathryn D. Perreault
Arbitrator(s): Caryl S. Bernstein, Earle J. Schwarz, Orville Theodore McCormac
Hearing Site: San Juan, PR
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| 13-02922 | 09/30/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Paul McCutchen
Respondent Lawyers(s): Denny Sumpter
Arbitrator(s): Earle J. Schwarz
Hearing Site: Little Rock, AR
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| 13-02966 | 05/15/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Joseph L. Gordon
Respondent(s): Greg Snider
Respondent Lawyers(s): Greg W. Snider
Arbitrator(s): Earle J. Schwarz
Hearing Site: Memphis, TN
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| 10-05180 | 02/25/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Allan Watt, Gloria Keimer, Lois Powell, Paula Czapko, Robert Ratcliff
Respondent Lawyers(s): Diane C. Fischer, Robert L. Herskovits
Arbitrator(s): Earle J. Schwarz, Robert E. Treadaway, Eric Ross Cromartie
Hearing Site: Dallas, TX
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| 10-05351 | 01/03/2014 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Phillip Lee Scheldt, Simeon R. Trotter, Earle J. Schwarz
Hearing Site: Dallas, TX
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