FINRA Awards for Gerald Silverman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 22 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02692	03/04/2024	Claimant(s): David Del Toro Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
23-00476	02/29/2024	Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
23-00970	12/07/2023	Claimant(s): Francisco Landivar Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
23-01763	11/21/2023	Claimant(s): Mark Hopper Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Gerald Silverman Hearing Site: Boca Raton, FL
22-00921	05/15/2023	Claimant(s): John Holly Claimant Lawyers(s): Samantha Pastor Respondent(s): JWGenesis Securities., Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff, Paul Sankovich Arbitrator(s): Gerald Silverman Hearing Site: Boca Raton, FL
22-02171	05/11/2023	Claimant(s): Francisco Landivar Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
22-00494	03/16/2023	Claimant(s): Lee Boughner Claimant Lawyers(s): William Scott Turnbull Respondent(s): UBS Financial Services Inc., UBS Credit Corp. Respondent Lawyers(s): Robert H. Bernstein Arbitrator(s): Gerald Silverman, Michael B Goldstein, Nancy Rosenbaum Kessler Hearing Site: Boca Raton, FL
22-01286	12/27/2022	Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
21-02982	03/04/2022	Claimant(s): Carlos Vargas Claimant Lawyers(s): Thomas McHugh Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Gerald Silverman Hearing Site: Boca Raton, FL
21-01937	02/11/2022	Claimant(s): Eduardo Caban Silva Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR