| 16-02233 | 09/22/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Robert Anderson
Respondent Lawyers(s): Robert Anderson
Arbitrator(s): Sheldon Weinhaus, William Joseph Caprathe, John Anthony Tatom
Hearing Site: St. Louis, MO
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| 16-03365 | 03/01/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Jeremiah Charlson
Respondent Lawyers(s): Jeremiah Jens Charlson
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Rapid City, SD
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| 16-01545 | 10/21/2016 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Brian Bischoff
Respondent Lawyers(s): Brian R. Bischoff
Arbitrator(s): Terry F. Peppard
Hearing Site: Indianapolis, IN
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| 14-03372 | 08/30/2016 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John F. Marsh
Respondent(s): Carolyn Kitzel, J.P. Morgan Securities
Respondent Lawyers(s): Christopher S. Griesmeyer, Jack J. Carriglio
Arbitrator(s): Kevin J. Conway, Michael Steinberg, Deberah Singer Bernstein
Hearing Site: Chicago, IL
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| 16-00632 | 06/29/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Robert Batchen
Respondent Lawyers(s): Robert James Batchen
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 13-02930 | 09/24/2015 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Christopher Cochrane, Donald Slye
Respondent Lawyers(s): Christopher S. Griesmeyer
Arbitrator(s): Michael F. Jordan, Dennis M. Selby, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
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| 13-01895 | 09/24/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Evan Sall
Respondent Lawyers(s): Michael Kalmus
Arbitrator(s): David E. Robbins, Howard L. Sobel, Carole R. Bernstein
Hearing Site: New York, NY
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| 13-01095 | 06/16/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Thomas Staley
Respondent Lawyers(s): Thomas Staley
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
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| 11-00908 | 04/25/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Douglas Farr
Respondent Lawyers(s): Frank C. "Kim" Breese
Arbitrator(s): P. Drake Mann, Arthur W. Pigott, Eric Spencer Buchanan
Hearing Site: Jackson, MS
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| 12-02095 | 04/12/2013 | Claimant(s): Mark Robbins
Claimant Lawyers(s): Mark Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Christopher S. Griesmeyer
Arbitrator(s): Harvey C. Flodin
Hearing Site: San Diego, CA
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