| 15-00927 | 11/08/2016 | Claimant(s): Peter Little
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kathryn L. Alessi
Arbitrator(s): Edward W. Morris, David Serko
Hearing Site: New York, NY
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| 15-00412 | 11/03/2016 | Claimant(s): Edward White
Claimant Lawyers(s): Michael McAllister
Respondent(s): Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard Babnick
Arbitrator(s): William G. Binckes, Judith P. Brooks, Edward W. Morris
Hearing Site: New York, NY
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| 13-02432 | 03/09/2016 | Claimant(s): Brian Melbourne, Brian Shepherd
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joe Gehring
Arbitrator(s): Edward W. Morris, Carol Maria Luttati, Jon Martino
Hearing Site: New York, NY
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| 13-03223 | 02/05/2016 | Claimant(s): Nwakerendu Uche
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): George Sommerfeld, Lynne M. Reid-McQueen, Edward W. Morris
Hearing Site: New York, NY
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| 14-02717 | 01/29/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Gavin Natelli
Respondent Lawyers(s): John P. Nulty
Arbitrator(s): Linda J. Baer, Edward W. Morris, Michael Joseph Mignano
Hearing Site: Newark, NJ
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| 14-02041 | 12/26/2014 | Claimant(s): Lillian Seidman
Claimant Lawyers(s): Lillian B. Seidman
Respondent(s): Miller Tabak + Co.
Respondent Lawyers(s): Jeffrey Miller
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
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| 14-01212 | 12/22/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan A. Scobie
Respondent(s): Louis Melone
Respondent Lawyers(s): Louis Michael Melone
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 13-03479 | 11/12/2014 | Claimant(s): Louis D'Andrea
Claimant Lawyers(s): James F. Keegan
Respondent(s): GMS Group Holdings Corp., The GMS Group
Respondent Lawyers(s): Matthew E. Lipman
Arbitrator(s): Edward W. Morris, Jay Alan Kranis, Erica Bunin
Hearing Site: Newark, NJ
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| 14-00501 | 09/05/2014 | Claimant(s): Ian Cole
Claimant Lawyers(s): Ian Cole
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Catherine Ladnier, Leona Beane, Edward W. Morris
Hearing Site: New York, NY
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| 13-02678 | 03/05/2014 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Edward Murphy
Respondent Lawyers(s): Edward Thomas Murphy
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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