| 23-02803 | 04/03/2024 | Claimant(s): Leslie Rosenblatt
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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| 23-01172 | 03/08/2024 | Claimant(s): Brett Ramsey
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): LPL Financial LLC, WFG Investments.
Respondent Lawyers(s): David Williams, Rochelle Mayfield
Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh
Hearing Site: Indianapolis, IN
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| 23-01274 | 02/15/2024 | Claimant(s): David Mcadams
Claimant Lawyers(s): James P. Galvin
Respondent(s): WFG Investments.
Respondent Lawyers(s): David W. Williams
Arbitrator(s): Harvey R. Linder
Hearing Site: Memphis, TN
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| 22-02766 | 06/23/2023 | Claimant(s): Timothy Hightower
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Capital Investment Group., WFG Investments.
Respondent Lawyers(s): David Williams, Mickey B. Wright
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
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| 19-02154 | 04/14/2020 | Claimant(s): Bryan Rigg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 18-02712 | 02/25/2019 | Claimant(s): Bert Cooper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., WFG Investments.
Respondent Lawyers(s): Davis Williams, Stanton A. Fears
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 12-01202 | 06/04/2014 | Claimant(s): Patricia Costello, Richard Costello, Traci Costello, The Estate of Mary Pooley, Patricia Costello IRA, Richard Costello IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): WFG Investments.
Respondent Lawyers(s): Stefan R. Dandelles
Arbitrator(s): Roland D. Freeman, Andrea U. Calve, Franklin Lewis Broyles
Hearing Site: Dallas, TX
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| 09-06133 | 06/24/2011 | Claimant(s): Esposito Securities
Claimant Lawyers(s): Deborah Deitsch-Perez
Respondent(s): Daniel Biaggio, Francis Merrill, Michael Marchand, Stephen Capurso, WFG Investments.
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Robert L. Yeager, Melinda G. Jayson, George F. Longino
Hearing Site: Dallas, TX
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