Potomac Analytics' Logo

FINRA Awards for Ameriprise Financial Services.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 41-50 out of 316 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0079110/05/2020Claimant(s): Steven Jablonski
Claimant Lawyers(s): Brian Luther
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
20-0036209/17/2020Claimant(s): Scott Arrasmith
Claimant Lawyers(s): Frances Menzer
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Frances Johnson Wright
Hearing Site: Denver, CO
20-0142009/16/2020Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A La Porta
Respondent(s): Robert Whittenburg
Respondent Lawyers(s): Robert Roy Whittenburg
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
20-0069809/04/2020Claimant(s): Armand Atkinson
Claimant Lawyers(s): Matt Wolper
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
19-0358906/19/2020Claimant(s): Jacob Fitzgerald
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
19-0374405/27/2020Claimant(s): Robert Lucarelli
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Thomas M. Madden
Hearing Site: Hartford, CT
20-0038005/26/2020Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Todd Paynter
Respondent Lawyers(s): Todd Bogan Paynter
Arbitrator(s): Robert H. Putnam
Hearing Site: Memphis, TN
19-0315505/19/2020Claimant(s): Matthew Rotella
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
19-0297104/24/2020Claimant(s): Brandt Brock
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
19-0268203/27/2020Claimant(s): William O'Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ

316 Results

Display: