| 10-05199 | 03/04/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Aitken
Respondent Lawyers(s): John R. Aitken
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
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| 09-00335 | 02/24/2011 | Claimant(s): Araceli Fonseca
Claimant Lawyers(s): Marie C. Mirch
Respondent(s): Brett Saddler, Ameriprise Financial Services.
Respondent Lawyers(s): Katherine J. Stanton
Arbitrator(s): Kenneth E. Owen, Arthur T. Berggren, Richard William DeWeese
Hearing Site: Los Angeles, CA
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| 09-05185 | 01/18/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Brent Collier
Respondent Lawyers(s): Musa L. Eubanks
Arbitrator(s): Ralph S. Blascovich, Michael H. McConihe, Mona Koppel Mitnick
Hearing Site: Washington, DC
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| 10-00741 | 12/06/2010 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Michael Gavin
Respondent Lawyers(s): Michael Francis Gavin
Arbitrator(s): Sanford S. Stevens
Hearing Site: Philadelphia, PA
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| 10-00553 | 12/03/2010 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Harrison Blackwell
Respondent Lawyers(s): Harrison Blackwell
Arbitrator(s): Hugh J. Moore
Hearing Site: Columbia, SC
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| 09-05975 | 09/22/2010 | Claimant(s): Ron Bekins
Claimant Lawyers(s): Ron Bekins
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Frances D. Sheehy, Mary H. Cory, Charles R. Smith
Hearing Site: Boca Raton, FL
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| 09-01577 | 09/09/2010 | Claimant(s): David Kronsbein
Claimant Lawyers(s): Vincent B. Lynch
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Jana Bruder
Arbitrator(s): Gordon G. Bowles, David M. Snyder, Russell W. Merriman
Hearing Site: Tampa, FL
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| 09-07050 | 08/24/2010 | Claimant(s): Yvonne Bass
Claimant Lawyers(s): Yvonne Harris Bass
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming Wolfe
Arbitrator(s): Michael E. Curan
Hearing Site: New York, NY
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| 09-05916 | 08/05/2010 | Claimant(s): David Miller
Claimant Lawyers(s): William G. Leonard
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Robert H. Putnam, George S. Willingham, Wallace T. Tanksley
Hearing Site: Atlanta, GA
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| 08-01356 | 07/21/2010 | Claimant(s): Dorene Dorn
Claimant Lawyers(s): Dorene K. Dorn
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): John Richard Lynch, Kenneth Dymond, Brian F. Mumford
Hearing Site: Albany, NY
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