FINRA Awards for Steven S. Manos

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02367	03/19/2021	Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA
16-00653	11/08/2019	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Mark Adams Respondent Lawyers(s): Mark Adams Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA
18-02756	04/10/2019	Claimant(s): Jonathan Hyett Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA
12-00601	01/16/2014	Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): David G. Russell Respondent(s): Ian Lowitt, Martin Courage, Mitchell Cox, Preston McSwain, Stephen Houston, Thomas Kalaris, Barclays Bank PLC Respondent Lawyers(s): David G. Russell, Lisa G. Arrowood Arbitrator(s): Christine Armstrong, Tom L. Peterson, Steven S. Manos Hearing Site: Boston, MA
10-04080	09/11/2012	Claimant(s): Lehman Brothers Holdings Inc. as assigne Claimant Lawyers(s): Barry S. Gold Respondent(s): Robert Reilly Respondent Lawyers(s): Daniel J. Dwyer Arbitrator(s): Robert Pincus, Barbara-Ann Boehler, Steven S. Manos Hearing Site: Boston, MA
10-02618	07/12/2011	Claimant(s): Mark Porter Claimant Lawyers(s): Richard M. Gelb Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): June Y. Kilmarx, Paul F. Marandett, Steven S. Manos Hearing Site: Boston, MA