| 17-01867 | 09/13/2018 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Darren Haines
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): Anthony J. Raimondi, Richard E. Castiglioni, Gerald M. Levine
Hearing Site: New York, NY
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| 15-00389 | 07/16/2018 | Claimant(s): Kevin Sheridan
Claimant Lawyers(s): Gary Trachten
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Anthony J. Raimondi, Ronald Harris Kisner, Eric Goldman
Hearing Site: New York, NY
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| 14-03457 | 04/13/2016 | Claimant(s): John Carris Investments LLC
Claimant Lawyers(s): Christopher P. Greeley
Respondent(s): COR Clearing LLC
Respondent Lawyers(s): Willard Knox
Arbitrator(s): Berton Seltzberg, Anthony J. Raimondi, Susan E. Harkins
Hearing Site: New York, NY
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| 08-01194 | 07/01/2010 | Claimant(s): Trident Partners Ltd
Claimant Lawyers(s): Eugene L. Small
Respondent(s): Brian Schantz, Edward Flynn, Francine Lanaia, Timothy Flynn, Alexander Capital, L.P.
Respondent Lawyers(s): Carl Lanzisera, Eugene L. Small, Francine A. Lanaia
Arbitrator(s): Sandra J. Mullings, Anthony J. Raimondi, Richard C. Bell
Hearing Site: New York, NY
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| 07-02662 | 05/29/2009 | Claimant(s): Murphy & Durieu
Claimant Lawyers(s): James M. Moriarty
Respondent(s): Cindy Dodeles, David Dodeles, J.P. Morgan Securities, Louis Cesario, RBC Capital Markets Corporation, Hamershlag, Dodeles & Co., Penson Financial Services.
Respondent Lawyers(s): Cindy Dodeles, David S. Richan, Gene L. Small, Ivan Dodeles, Joseph F. Keenan, Louis Cesario
Arbitrator(s): David S. Billet, Robert Pincus, Anthony J. Raimondi
Hearing Site: New York, NY
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