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FINRA Awards for Anthony J. Raimondi

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0120107/24/2018Claimant(s): AC Scout Trading
Claimant Lawyers(s): Steven P. Gomberg
Respondent(s): Newedge USA, SG Americas Securities
Respondent Lawyers(s): William J. Nissen
Arbitrator(s): Sandra Gale Behrle, Anthony J. Raimondi, James Anthony Maccaro
Hearing Site: New York, NY
Checkmark Icon$0
09-0148206/16/2010Claimant(s): Stew Bird, Susan Bird
Claimant Lawyers(s): Stewart Bird
Respondent(s): Kevin O'Leary, Alliance Berstein, L.P., Bernstein Global Wealth Management, Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Hugh N. Fryer, Sandra J. Mullings, Anthony J. Raimondi
Hearing Site: New York, NY
Checkmark Icon$0
08-0019604/23/2009Claimant(s): Joseph Botkier
Claimant Lawyers(s): Bjorn Holubar
Respondent(s): Harold Cohen, Harold Sidel, HKC Securities., Sidel Group
Respondent Lawyers(s): Jeffrey S. Boxer, Steven K. Meier
Arbitrator(s): Alvin Green, Anthony J. Raimondi, David Kramer
Hearing Site: New York, NY
Checkmark Icon$0

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