Potomac Analytics' Logo

FINRA Awards for Wedbush Securities Inc.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 45 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0069012/21/2017Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John L. Erikson
Respondent(s): Edward Wedbush, Jeffrey Bell
Respondent Lawyers(s): John L. Erikson, Ryan K. Bakhtiari
Arbitrator(s): Michael M. Hachigian, Thomas Mason Harwood, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
15-0340909/01/2017Claimant(s): Paul Marcus
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Edward Banian, Michael M. Hachigian, Mary M. O'Neil
Hearing Site: Los Angeles, CA
15-0231407/28/2017Claimant(s): Taylor Reed
Claimant Lawyers(s): Donald C. Potter
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Matthew Klafter
Arbitrator(s): Herb Schwartz, Ralph A. Cotton, Arocles Aguilar
Hearing Site: San Francisco, CA
15-0244912/28/2016Claimant(s): Thomas Murphy
Claimant Lawyers(s): Donald Potter
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Edward Banian, Constance Ellen Boukidis, Eric Gad Forster
Hearing Site: Los Angeles, CA
15-0281611/18/2016Claimant(s): Scout Trading
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John I. Erikson
Arbitrator(s): Dennis M. Pape, Richard D. Gueren, Madelyn A. Levy
Hearing Site: New York, NY
15-0035110/13/2016Claimant(s): Bambi Holzer
Claimant Lawyers(s): Heather Davis
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Richard A. Stephens, Jeffrey L. Malek, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
14-0323806/14/2016Claimant(s): Jeffrey Bell
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Joseph C. Watson, Richard William DeWeese, Steven J. Feldman
Hearing Site: Los Angeles, CA
15-0140306/14/2016Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur T. Berggren
Hearing Site: Los Angeles, CA
15-0132305/23/2016Claimant(s): Wesley Long
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Joy Diane Williams, Robert E. Jenks, W. Alex King
Hearing Site: Los Angeles, CA
14-0167605/12/2016Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John L. Erikson
Respondent(s): Stifel, Nicolaus & Co.., Gary Whinery
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Michael D. Weiner, Daniel B. MacLeod, John Robert Oreskovich
Hearing Site: Boise, ID

45 Results

Display: