Potomac Analytics' Logo

FINRA Awards for CCO Investment Services Corp.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0064404/13/2016Claimant(s): Alvin Hill
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): John K. Wells
Arbitrator(s): Lee Hornberger, Gail Katherine Barski-McCracken, Lisa Sue Fildes
Hearing Site: Detroit, MI
15-0012805/06/2015Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Frederick R. Dewey
Respondent(s): Jeremy Dillon
Respondent Lawyers(s): Jeremy Lee Dillon
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
12-0211504/28/2015Claimant(s): CCO Investment Services Corp., RBS Citizens N.A.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Wells Fargo Advisors Financial Network, Della Hicks, James Oliver, James Venditti, Jamie Nowakowski, Jayme Lemaire
Respondent Lawyers(s): James Frederick Venditti, Thomas B. Lewis
Arbitrator(s): Richard Slavin, Lincoln W. Craighead, Charles Franklin Willson
Hearing Site: Hartford, CT
14-0332004/01/2015Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): James Perry
Respondent Lawyers(s): James P. Perry
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
13-0026712/30/2014Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David Belcher
Respondent(s): Timothy Trifeletti
Respondent Lawyers(s): Timothy Trifeletti
Arbitrator(s): Alan J. Blocher, Noel B. Berman, John James McGovern
Hearing Site: Philadelphia, PA
14-0123412/18/2014Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Benjamin A. Kerner
Hearing Site: Detroit, MI
13-0360611/04/2014Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Thomas Kelly
Respondent Lawyers(s): Andrew Laird
Arbitrator(s): Rafael A. Porrata-Doria, Fred M. Fleisher, David F. Griesing
Hearing Site: Philadelphia, PA
13-0084505/01/2014Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Timothy Lazcano
Respondent Lawyers(s): Jeremy L. Bartell
Arbitrator(s): John B. Kinsellagh, Robert J. Ambrogi, Michael L. Letendre
Hearing Site: Boston, MA
13-0264303/13/2014Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Matthew Kane
Respondent Lawyers(s): Matthew Kane
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
12-0013702/21/2014Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): Christine R. Fitzgerald
Respondent(s): Douglas McDermott
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): John J. Jordan, John T. Hausladen, Kenneth D. Morris
Hearing Site: Philadelphia, PA

31 Results

Display: