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FINRA Awards for Della Hicks

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0211504/28/2015Claimant(s): CCO Investment Services Corp., RBS Citizens N.A.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Wells Fargo Advisors Financial Network, Della Hicks, James Oliver, James Venditti, Jamie Nowakowski, Jayme Lemaire
Respondent Lawyers(s): James Frederick Venditti, Thomas B. Lewis
Arbitrator(s): Richard Slavin, Lincoln W. Craighead, Charles Franklin Willson
Hearing Site: Hartford, CT

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