Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
18-02681 | 08/16/2019 | Claimant(s): Mark Gilbert Claimant Lawyers(s): Stuart H. Singer Respondent(s): Brian Lowenthal, Eileen Berman Respondent Lawyers(s): Jonathan B. Butler Arbitrator(s): Joseph J. Slotnik, Bruce K. Isenberg, Robert J. Buchner Hearing Site: Boca Raton, FL | ||
18-00414 | 01/18/2019 | Claimant(s): Michael Halperin Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | ||
15-03318 | 08/29/2017 | Claimant(s): Thomas Moran Claimant Lawyers(s): Craig Stein Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Bruce K. Isenberg, Donald Theodore Ryce, Jay Eng Hearing Site: Boca Raton, FL | ||
15-01719 | 12/10/2015 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): David Hofer Respondent Lawyers(s): David Richard Hofer Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | ||
15-01213 | 10/09/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Laura J. Starr Respondent(s): Respondent Lawyers(s): Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | ||
14-02427 | 05/14/2015 | Claimant(s): Scott Goodkind Claimant Lawyers(s): Craig D Stein Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Joseph L. Bernstein, Bruce K. Isenberg, Gustavus L. Pearthree Hearing Site: Boca Raton, FL | ||
14-01582 | 10/20/2014 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael Taaffe Respondent(s): Stephen Ridgely Respondent Lawyers(s): Stephen Eldridge Ridgely Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | ||
13-01597 | 10/10/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Olga Y. Wayne Respondent(s): Respondent Lawyers(s): Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | ||
12-02649 | 05/02/2013 | Claimant(s): Sean Fetterman Claimant Lawyers(s): Jonathan C Schwartz Respondent(s): Karin Fowler Respondent Lawyers(s): Bradford M. Gucciardo Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | Expungement | |
10-01899 | 05/04/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Olga Y. Wayne Respondent(s): Walter Vazquez Respondent Lawyers(s): Walter Vazquez Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL |