Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02926 | 05/06/2021 | Claimant(s): Joseph Quartucci Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-03443 | 05/06/2021 | Claimant(s): Roger Engemoen Claimant Lawyers(s): Jessica J. Mannon Respondent(s): Samco Capital Markets. Respondent Lawyers(s): Joel B. Bailey Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-00980 | 03/31/2021 | Claimant(s): Wendy Buchanan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02554 | 03/15/2021 | Claimant(s): Becky Mathre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02900 | 03/11/2021 | Claimant(s): Christopher Larochelle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 19-00731 | 02/02/2021 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Matthew B Henneman Respondent(s): Amad Owidi Respondent Lawyers(s): Stephany D. McLaughlin Arbitrator(s): John F. Hinrichs, Lynne M. Gomez, Allan R. Lazor Hearing Site: Houston, TX | ||
| 20-00741 | 11/16/2020 | Claimant(s): Dennis Greensage Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WS Griffith Securities. Respondent Lawyers(s): Nancy J. Engberg Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-00887 | 11/16/2020 | Claimant(s): Charles Saacke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-00901 | 10/27/2020 | Claimant(s): James Neuenschwander Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanders Morris Harris. Respondent Lawyers(s): Steve Mangold Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-00297 | 05/29/2020 | Claimant(s): Theodore Longo Claimant Lawyers(s): Jennifer Willey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Lynne M. Gomez, Brian P. Jakes, Eric M. Schorr Hearing Site: New Orleans, LA |