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FINRA Awards for U.S. Bancorp Investments.

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Displaying 11-20 out of 74 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0318510/22/2021Claimant(s): Bill Rizos
Claimant Lawyers(s): Laurence Landsman
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): David E. Morrison
Arbitrator(s): Michael S. Matek, Stuart D. Summers, Daniel Baruch Lidawer
Hearing Site: Chicago, IL
21-0028905/12/2021Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric D. Raphan
Respondent(s): James Reittinger
Respondent Lawyers(s): James William Reittinger
Arbitrator(s): Peter Ordower
Hearing Site: Columbus, OH
20-0277003/09/2021Claimant(s): Jason Plemons
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Robert M Stein
Hearing Site: Seattle, WA
20-0109411/18/2020Claimant(s): Eric Brown
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Trevor Brown
Arbitrator(s): Susan L. Walker
Hearing Site: Milwaukee, WI
19-0285309/11/2020Claimant(s): Craig Zeeb
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Trevor Brown
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
20-0012708/27/2020Claimant(s): Melissa Kumalaputra
Claimant Lawyers(s): Frances Menzer
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
15-0312011/27/2019Claimant(s): Fariba Madison
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): David Terrell, Sean Pong, U.S. Bancorp Investments.
Respondent Lawyers(s): Christina N. Goodrich
Arbitrator(s): Steven A. Wawra, Robert Dean McKinley, Owen Frances
Hearing Site: Los Angeles, CA
19-0024606/13/2019Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): John Ellis
Respondent(s): Jacob Williams
Respondent Lawyers(s): Jacob Samuel Williams
Arbitrator(s): George King
Hearing Site: San Francisco, CA
18-0111307/20/2018Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Shawn Fabian
Respondent(s): Roberto Montano
Respondent Lawyers(s): Roberto Montano
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
16-0213705/24/2018Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Ryan Duffy
Respondent(s): Ben Torrez
Respondent Lawyers(s): Ben Dean Torrez
Arbitrator(s): Ilene T. Gormly
Hearing Site: Denver, CO

74 Results

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