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FINRA Awards for G. Maynard Green

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Displaying 11-20 out of 42 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0260303/29/2021Claimant(s): Ganesh Iyer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
20-0147902/04/2021Claimant(s): Howard Lorch, Patricia Bonnot
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham Esq., Jennifer E. Novoselsky
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
20-0112710/12/2020Claimant(s): Dustin Elliott
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
20-0005605/04/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R. Bynum
Respondent(s): Timothy Murphy
Respondent Lawyers(s): Timothy Matthew Murphy
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
19-0233603/03/2020Claimant(s): David Anthony
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
17-0239012/23/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Thomas Allred
Respondent Lawyers(s): Thomas Brian Allred
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
18-0281803/04/2019Claimant(s): Scott Bishop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
18-0126411/02/2018Claimant(s): Donald Bescher
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
18-0108710/19/2018Claimant(s): Joe Cotten
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
17-0122604/09/2018Claimant(s): Jeremy Walker
Claimant Lawyers(s): Brian D. Esenwein
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Danya W. Blair
Arbitrator(s): Kenneth R. Hanks, G. Maynard Green, Robert J. Gregory
Hearing Site: Dallas, TX

42 Results

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