Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00679 | 06/09/2022 | Claimant(s): Andrew Oconnell, Brant Ferguson, Cory Durham Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 22-00359 | 05/13/2022 | Claimant(s): Roderick Von Lipsey Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 21-03023 | 04/18/2022 | Claimant(s): Mark Kravietz Claimant Lawyers(s): David I. Hantman Respondent(s): Hightower Securities Respondent Lawyers(s): Paul H.R. Wascher Arbitrator(s): James M. Rhodes Hearing Site: New York, NY | ||
| 21-02875 | 02/23/2022 | Claimant(s): John Jacobs Claimant Lawyers(s): David I. Hantman Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 20-03418 | 02/17/2022 | Claimant(s): Christopher Lee Claimant Lawyers(s): Christopher Lee Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): David B. Dyer, Andrea U. Calve, Douglas Wade Carvell Hearing Site: Dallas, TX | ||
| 21-01233 | 02/15/2022 | Claimant(s): Robert Clevenger Jr. Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 20-00518 | 02/11/2022 | Claimant(s): Brok-Alan Woodward-Griffith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jim Geiger Hearing Site: Manchester, NH | ||
| 21-02923 | 02/07/2022 | Claimant(s): Gregory Kadet Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 21-02456 | 02/02/2022 | Claimant(s): Robert Clear Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 21-02619 | 12/28/2021 | Claimant(s): James Candella Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN |