Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00736 | 08/10/2023 | Claimant(s): Gary Sanson Claimant Lawyers(s): David I. Hantman Respondent(s): Cambridge Investment Research., Voya Financial Advisors. Respondent Lawyers(s): Denis C. Dice, Jeanette E. Dennis Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 23-00432 | 08/07/2023 | Claimant(s): Peter Klein Claimant Lawyers(s): David I. Hantman Respondent(s): Hightower Securities Respondent Lawyers(s): Paul Wascher Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 23-00428 | 08/04/2023 | Claimant(s): David Bower, Russell Cooper Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Thomas W. Allen Hearing Site: Dallas, TX | ||
| 23-01495 | 07/24/2023 | Claimant(s): Benjamin Walker Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Nashville, TN | ||
| 23-00568 | 05/19/2023 | Claimant(s): Nancy Matta Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 23-00553 | 05/09/2023 | Claimant(s): Brant Ferguson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Esq. Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-00280 | 04/11/2023 | Claimant(s): Jeremy Keller Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Mark R. Lee Hearing Site: Las Vegas, NV | ||
| 22-02206 | 03/30/2023 | Claimant(s): Andrea Tessler, Seymour Zises Claimant Lawyers(s): David I. Hantman Respondent(s): Family Management Securities Respondent Lawyers(s): Philip Frank Arbitrator(s): Amy Jill Baranoff Hearing Site: New York, NY | ||
| 23-00026 | 03/22/2023 | Claimant(s): John Jacobs Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL | ||
| 22-00172 | 01/30/2023 | Claimant(s): Kevin Mahoney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Catherine Stewart Hearing Site: Manchester, NH |