| 17-00237 | 08/06/2020 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Eugene Small
Respondent(s): John Uriostegui, Rod Nakamoto
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Ronald L. Cameron, Michael M. Hachigian, Marc S. Joseph
Hearing Site: Los Angeles, CA
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| 18-01293 | 10/31/2018 | Claimant(s): Ivan Alfaro-Ismodes
Claimant Lawyers(s): Eugene Small
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Chow
Arbitrator(s): James J. Fishman, Stevon Lord Forrester, Peter McClellan Wright
Hearing Site: New York, NY
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| 17-00982 | 10/30/2017 | Claimant(s): Harvey Boshart, James Fagan
Claimant Lawyers(s): Eugene Small
Respondent(s): Frederick Kobrick
Respondent Lawyers(s): Frederick Kobrick
Arbitrator(s): Richard J. Grahn, Frederick J. Myers, Arthur Thomas Carr
Hearing Site: Boston, MA
| | Expungement |
| 16-03042 | 03/27/2017 | Claimant(s): Eric Stubbs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities, RBC Capital Markets LLC
Respondent Lawyers(s): Eugene Small, Patrick Howley
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 14-00897 | 12/20/2016 | Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Eugene Small
Respondent(s): Edward Kovac, Kenneth Kaufman, Mark Varon, Patrick Pilla, Paul Hashim, Paul Triano, Robert Maiorano, Metlife Securities Inc.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Michael H. DuBoff, Alida D. Camp, Frank Steven London
Hearing Site: New York, NY
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