Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02077 | 02/07/2020 | Claimant(s): Michael O'Reilly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities Service Network Respondent Lawyers(s): Ronald T. Klimas, Compliance Director Arbitrator(s): Michael S. Matek Hearing Site: St. Louis, MO | ||
| 19-00452 | 09/26/2019 | Claimant(s): Mark Schlipman Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert J. Scafuri Hearing Site: St. Louis, MO | ||
| 19-00564 | 06/26/2019 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Christopher Coulter Respondent Lawyers(s): Christopher Kevin Coulter Arbitrator(s): William M. Azkoul Hearing Site: St. Louis, MO | ||
| 18-04052 | 06/10/2019 | Claimant(s): Robert Curtis Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Joseph R. Soraghan Hearing Site: St. Louis, MO | ||
| 18-01519 | 05/20/2019 | Claimant(s): Robert Brangle Claimant Lawyers(s): Joan M. Swartz Respondent(s): Scottrade Inc. Respondent Lawyers(s): Anna M. Berman Arbitrator(s): Leah Murray Albert, Tracy L. Allen, Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 18-03828 | 04/26/2019 | Claimant(s): Eileen Kanoski Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Joseph R. Soraghan Hearing Site: St. Louis, MO | ||
| 17-01064 | 01/09/2019 | Claimant(s): Albert Kaufman Claimant Lawyers(s): Albert Duncan Kaufman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Thomas J. Ray, Albert J. Haller, Robert Joseph Osdieck Hearing Site: St. Louis, MO | ||
| 16-03516 | 10/12/2018 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David J. Sensenig Respondent(s): Terrence Puricelli Respondent Lawyers(s): Bryan P. Cavanaugh Arbitrator(s): Michael L. Lyons, Jonathan B. Gilbert, David E. Bailey Hearing Site: St. Louis, MO | ||
| 18-01717 | 09/07/2018 | Claimant(s): Stifel, Nicolaus & Co.., Keefe, Bruyette & Woods. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Duncan Preston Respondent Lawyers(s): Duncan Preston Arbitrator(s): William M. Getzoff Hearing Site: St. Louis, MO | ||
| 18-02212 | 08/10/2018 | Claimant(s): Eliot Simon Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Thomas J. Ray Hearing Site: St. Louis, MO |