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FINRA Awards for Pittsburgh, PA

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Displaying 31-40 out of 89 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0439008/14/2019Claimant(s): Jeffey Nedley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Robert E. Anderson
Hearing Site: Pittsburgh, PA
18-0046008/02/2019Claimant(s): Donald Monti
Claimant Lawyers(s): Mary-Jo Rebelo
Respondent(s): Daniel Thompson
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): Karimu F. Hill-Harvey, Peter Mark Elish, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
18-0401605/31/2019Claimant(s): Ivanna Liberatore
Claimant Lawyers(s): Michael J. Betts
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric J. Chartan
Arbitrator(s): Steven T. Stern
Hearing Site: Pittsburgh, PA
18-0092605/07/2019Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michelle M. Wezner
Respondent(s): Mark Santia
Respondent Lawyers(s): Brian J. Sommer
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
18-0317304/15/2019Claimant(s): Justin Bonavitacola
Claimant Lawyers(s): Stefan R. Dandelles
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): John F. Burns
Hearing Site: Pittsburgh, PA
18-0208803/19/2019Claimant(s): James Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Jim Geiger
Hearing Site: Pittsburgh, PA
17-0015803/18/2019Claimant(s): Dominik Weber
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Gregory Hunter Mathews, Peter Vincent Marcoline, William Francis Ryan
Hearing Site: Pittsburgh, PA
18-0046702/11/2019Claimant(s): Renick Brown
Claimant Lawyers(s): Renick Brown
Respondent(s): Nationwide Securities
Respondent Lawyers(s): Ali I. Haque
Arbitrator(s): N. John Marinack, James T. Carney, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
18-0147301/24/2019Claimant(s): Matthew Brodman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Jim Geiger
Hearing Site: Pittsburgh, PA
18-0132601/08/2019Claimant(s): NEXT Financial Group.
Claimant Lawyers(s): Michael A. Rodriguez
Respondent(s): Douglas Simanski
Respondent Lawyers(s): Douglas P. Simanski
Arbitrator(s): Stuart C. Gaul, Arthur Lewis Goldberg, Frank C. Botta
Hearing Site: Pittsburgh, PA

89 Results

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