| 21-03066 | 08/18/2022 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Roger Bedillion
Respondent Lawyers(s): Michael J. Betts
Arbitrator(s): Barry Goldman, Peter Glasser, Mark A. Sipper
Hearing Site: Pittsburgh, PA
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| 21-02832 | 07/15/2022 | Claimant(s): Guy Deemer
Claimant Lawyers(s): Brian Luther
Respondent(s): Oppenheimer & Co.., Ryan Beck & Co., Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lauren Beekman, Nicola A. Murphy
Arbitrator(s): Louis Charles Schmitt
Hearing Site: Pittsburgh, PA
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| 20-02735 | 04/15/2022 | Claimant(s): Steven McGarrity
Claimant Lawyers(s): Alan E. Cech
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffrey Sturgeon
Arbitrator(s): Jim Geiger, Linda Arlene Michler, Frank C. Botta
Hearing Site: Pittsburgh, PA
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| 21-02728 | 03/25/2022 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B Clarke
Respondent(s): Charles Jenkins
Respondent Lawyers(s): Charles M Jenkins
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
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| 21-00632 | 03/24/2022 | Claimant(s): Andrew Pravlik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prospera Financial Services.
Respondent Lawyers(s): William M. Schmitt
Arbitrator(s): Mark A. Sipper
Hearing Site: Pittsburgh, PA
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| 21-01751 | 11/12/2021 | Claimant(s): Bradley Tiche
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Jeanette E. Dennis
Arbitrator(s): Robert E. Anderson
Hearing Site: Pittsburgh, PA
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| 19-03221 | 07/30/2021 | Claimant(s): Brittany Russell
Claimant Lawyers(s): Frances Menzer
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Stanley Yorsz, Catherine Stewart, Mark A. Sipper
Hearing Site: Pittsburgh, PA
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| 20-03367 | 05/26/2021 | Claimant(s): Stephen Bender
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Francis A. King
Hearing Site: Pittsburgh, PA
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| 20-01845 | 05/19/2021 | Claimant(s): Edward Blacka
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): John James McGovern
Hearing Site: Pittsburgh, PA
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| 20-01844 | 05/10/2021 | Claimant(s): Edward Blacka
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselski
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
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