18-04043 | 03/03/2020 | Claimant(s): Felipe Rodriguez Claimant Lawyers(s): Joshua B. Kons Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Susanne J. Hollander Hearing Site: Miami, FL
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19-01848 | 02/14/2020 | Claimant(s): Demian Fitzgerald Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
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19-00413 | 10/04/2019 | Claimant(s): Robert Rose Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA
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19-00084 | 09/18/2019 | Claimant(s): Nicholas Economos Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Kenneth Paul Strongman Hearing Site: San Francisco, CA
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18-03666 | 07/05/2019 | Claimant(s): Ken Morris Claimant Lawyers(s): Patrick R Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA
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18-03982 | 05/28/2019 | Claimant(s): Ting O'Connor Claimant Lawyers(s): Michelle Atlas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA
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18-03736 | 04/11/2019 | Claimant(s): Ronald Valpey Claimant Lawyers(s): Michelle Atlas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA
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16-02573 | 11/20/2017 | Claimant(s): Cheryl Coble Claimant Lawyers(s): Robert K. Michael Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Donald Theodore Ryce Hearing Site: Boca Raton, FL
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15-03463 | 06/05/2017 | Claimant(s): Paul Blum Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Robert J. Buchner, Donald Theodore Ryce, Justin M. Moore Hearing Site: Boca Raton, FL
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