12-03319 | 05/15/2014 | Claimant(s): Jorge Ramirez Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc of PR Respondent Lawyers(s): Carlos Bobonis Gonzalez Arbitrator(s): S. William Gersten, Stuart K. Furman, Ivy Robin Ginsberg Hearing Site: San Juan, PR
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13-03013 | 05/14/2014 | Claimant(s): David Lugo Claimant Lawyers(s): Roberto Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR Respondent Lawyers(s): Dan Rosenbaum Arbitrator(s): Nancy J. Cliff, Jerrold Levine, John H. Claudy Hearing Site: San Juan, PR
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11-04211 | 05/12/2014 | Claimant(s): Carlos Capacete Claimant Lawyers(s): Judith Berkan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Carlos Bobonis Gonzalez Arbitrator(s): Martin A. Feigenbaum, Todd M. Saunders, Mark A. Myers Hearing Site: San Juan, PR
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12-04356 | 04/14/2014 | Claimant(s): David Lugo Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services of PR Respondent Lawyers(s): Dan Rosenbaum Arbitrator(s): Martin A. Feigenbaum, Gerald Silverman, Michael E. Pearson Hearing Site: San Juan, PR
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11-00824 | 02/13/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): James J. McNamara Respondent(s): Winston De Feria Respondent Lawyers(s): Winston H. De Feria Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
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11-03843 | 02/11/2014 | Claimant(s): Alejandro Quilez Bonelli Claimant Lawyers(s): Carlos R. Iguina-Oharriz Respondent(s): Andres Lewowicz, Hector Gonzalez, Hector Rosario, Jose Casellas, Juan Herrans, Merrill Lynch Pierce Fenner & Smith Inc., Ricardo Vazquez, Richard Reiss Respondent Lawyers(s): Edward J. Heffernan Arbitrator(s): Steven N. Ainbinder, Daniel P. Lund, Robert J. Bender Hearing Site: San Juan, PR
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11-01843 | 11/11/2013 | Claimant(s): Wilfredo Ortiz Aponte Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): RD Capital Group. Respondent Lawyers(s): James J. Moylan Arbitrator(s): Robert S. Natiss, Daniel P. Lund, Guillermo A. Gleizer Hearing Site: San Juan, PR
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12-01668 | 07/26/2013 | Claimant(s): Popular Securities. Claimant Lawyers(s): Eyck O. Lugo-Rivera Respondent(s): Gustavo del Valle Pagan Respondent Lawyers(s): Anibal Lugo-Miranda Arbitrator(s): Bernard (Bob) L. Loring, Charles Hoffman, Jaime J. Aponte-Parsi Hearing Site: San Juan, PR
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12-03633 | 05/03/2013 | Claimant(s): Vicente Castillo Claimant Lawyers(s): Roberto C. Quiones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Incorporated,PR Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): Gerald Silverman, Stuart K. Furman, Robert Charles Stamm Hearing Site: San Juan, PR
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12-02646 | 03/07/2013 | Claimant(s): Alfonso Boneta Claimant Lawyers(s): Jonathan C. Schwartz Respondent(s): Lydia Rodriguez Tirado, Oscar Diaz Respondent Lawyers(s): Lydia Rodriguez Tirado, Oscar Diaz Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, Barth Satuloff Hearing Site: San Juan, PR
| | Expungement |