Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02895 | 11/02/2023 | Claimant(s): Richard Ehrlich Claimant Lawyers(s): Harris Freedman Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Dustin J. Tirpak Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 22-01139 | 10/10/2022 | Claimant(s): Peter Bermont Claimant Lawyers(s): Kimberly A. Koves Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, David P. Slater Hearing Site: Boca Raton, FL | ||
| 22-00091 | 08/05/2022 | Claimant(s): Michael Puck Claimant Lawyers(s): Zachary Morse Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 21-02274 | 01/21/2022 | Claimant(s): C. Weissing Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 21-01100 | 01/13/2022 | Claimant(s): Timothy Atyeo Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William M. Cassarini Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 20-03002 | 10/15/2021 | Claimant(s): Marko Rendic Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): Mark C. Perry Hearing Site: San Juan, PR | ||
| 20-01513 | 03/29/2021 | Claimant(s): Arthur Lewis Claimant Lawyers(s): Joshua Katz Respondent(s): CIBC World Markets Corp., Oppenheimer & Co.., Aegis Capital Corp. Respondent Lawyers(s): Elizabeth R. Aylett, Justin D. Dickinson, Timothy Treble Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 19-03436 | 03/27/2020 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Dennis Hayes Respondent Lawyers(s): Dennis Allen Hayes Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 19-02796 | 03/24/2020 | Claimant(s): Marc Silverman Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 19-00035 | 10/24/2019 | Claimant(s): Francesco Traina Claimant Lawyers(s): Michelle M. Atlas Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL |