Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02906 | 12/22/2023 | Claimant(s): Belinda Aucoin Claimant Lawyers(s): Chelsea Bauer Respondent(s): Comerica Securities, Milkie/Ferguson Investments. Respondent Lawyers(s): Edward Milkie, Susan C. Nystrom Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01261 | 12/21/2023 | Claimant(s): William Groves Claimant Lawyers(s): James P. Galvin Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 23-01483 | 12/19/2023 | Claimant(s): Carolyn Martin, Stephanie Groschup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-00411 | 12/14/2023 | Claimant(s): Clovis Morrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Centaurus Financial. Respondent Lawyers(s): Bryan A. Gless Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-00505 | 09/29/2023 | Claimant(s): David Wentz Claimant Lawyers(s): James P Galvin Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea Snowden Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO | ||
| 22-02982 | 06/28/2023 | Claimant(s): Steven Buchanan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-00553 | 05/09/2023 | Claimant(s): Brant Ferguson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Esq. Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 22-02175 | 03/09/2023 | Claimant(s): Andrew Johnsen Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 22-00945 | 02/09/2023 | Claimant(s): Thomas Freeman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO | ||
| 22-00947 | 12/07/2022 | Claimant(s): Thomas Freeman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO |