| 11-01723 | 01/17/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Charles Goodman
Respondent Lawyers(s): Mark L. Ish
Arbitrator(s): Jonathan H. Larson, Charles E. Riggs, J. Robert Brown
Hearing Site: Albuquerque, NM
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| 11-03106 | 01/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Sean F. Monahan
Hearing Site: Newark, NJ
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| 12-02863 | 12/28/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Thomas Laughlin
Respondent Lawyers(s): Thomas Joseph Laughlin
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
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| 12-01920 | 12/26/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Deborah G. Evans
Respondent(s): Rafael Calleja
Respondent Lawyers(s): Rafael Antonio Calleja
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
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| 11-00958 | 12/21/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Chad Samuel
Respondent Lawyers(s): Chad H. Samuel
Arbitrator(s): Roland Pera, Arthur F. Dewsberry, David A. Nixon
Hearing Site: Kansas City, MO
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| 12-01847 | 12/10/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Roger Haigney
Respondent Lawyers(s): Roger Gerard Haigney
Arbitrator(s): Richard S. Zaifert, Karen Z. Fischer, Daniel P. Lund
Hearing Site: Ft. Lauderdale, FL
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| 12-00258 | 11/21/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): John Stanton
Respondent Lawyers(s): John Leslie Stanton
Arbitrator(s): Irving A. Chesler
Hearing Site: Chicago, IL
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| 12-01647 | 11/19/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
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| 12-01870 | 11/16/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg, Esq., Melissa A. Bevilacqua
Respondent(s): Victor Rivera
Respondent Lawyers(s): Victor Manuel Rivera
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
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| 12-02087 | 11/14/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Don R. Boswell
Respondent(s): Nicole Sharp
Respondent Lawyers(s): Nicole Malec Sharp
Arbitrator(s): Robert Finder
Hearing Site: Jacksonville, FL
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