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FINRA Awards for Thomas Joseph Laughlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0286312/28/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Thomas Laughlin
Respondent Lawyers(s): Thomas Joseph Laughlin
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ

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