Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00386 | 09/10/2019 | Claimant(s): Carl Gordinier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 18-04016 | 05/31/2019 | Claimant(s): Ivanna Liberatore Claimant Lawyers(s): Michael J. Betts Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric J. Chartan Arbitrator(s): Steven T. Stern Hearing Site: Pittsburgh, PA | ||
| 18-00069 | 01/30/2019 | Claimant(s): Bart Kaplow Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Capital Strategies Limited Respondent Lawyers(s): Bart S. Kaplow Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 18-03596 | 01/30/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Joseph Stango Respondent Lawyers(s): Joseph John Stango Arbitrator(s): Steven T. Stern Hearing Site: Hartford, CT | ||
| 18-01074 | 01/08/2019 | Claimant(s): James Lavorgna Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Syndicated Capital. Respondent Lawyers(s): Katherine P. Lee Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 18-00948 | 01/04/2019 | Claimant(s): Stephen Cordasco Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Nacarato Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 18-01495 | 10/22/2018 | Claimant(s): Denise Palmer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Steven T. Stern Hearing Site: Montpelier, VT | ||
| 18-00107 | 09/10/2018 | Claimant(s): James Lee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Steven T. Stern Hearing Site: Wilmington, DE | ||
| 17-02709 | 03/15/2018 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn Diamond Shaw Respondent(s): Eddy Blizzard Respondent Lawyers(s): Eddy Blizzard Arbitrator(s): Steven T. Stern Hearing Site: Baltimore, MD | ||
| 16-03667 | 09/27/2017 | Claimant(s): Laimutis Prascus Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Midamerica Financial Services. Respondent Lawyers(s): Bruce Deemer Arbitrator(s): Steven T. Stern Hearing Site: Baltimore, MD |