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FINRA Awards for Steven T. Stern

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0295709/13/2019Claimant(s): James Besarkarski
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Demitry Portnoy, Joseph Alagna, Justin Giannillo, Ryan Vernoia, Stephan Stein, Steven Singer, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, Justin Giannillo, Ryan Anthony Vernoia
Arbitrator(s): Steven T. Stern
Hearing Site: New York, NY
Checkmark Icon$0
18-0416401/15/2019Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Gary Basralian
Respondent Lawyers(s): Gary John Basralian
Arbitrator(s): Steven T. Stern
Hearing Site: Manchester, NH
Checkmark Icon$2,613,660
18-0065409/14/2018Claimant(s): Jeffrey Oligny
Claimant Lawyers(s): Jeffrey Oligny
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Steven T. Stern
Hearing Site: Manchester, NH
Checkmark Icon$0
16-0215801/24/2017Claimant(s): Sandra Petrone
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Steven T. Stern
Hearing Site: Hartford, CT
Checkmark Icon$0
15-0285107/29/2016Claimant(s): Thaddeus Kabat
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Pasquale Rappa
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Steven T. Stern
Hearing Site: Hartford, CT
Checkmark Icon$45,334
15-0097201/20/2016Claimant(s): Paul Billings
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): National Securities Corporation, William Madara
Respondent Lawyers(s): Jay Israel, Michael P. Gilmore
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Checkmark Icon$43,237
15-0097911/10/2015Claimant(s): Joanne Clothier
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): National Securities Corporation, William Madara
Respondent Lawyers(s): Jay Israel, Michael P. Gilmore
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Checkmark Icon$47,550
14-0310106/30/2015Claimant(s): Nathan Bard and Monteen Bard
Claimant Lawyers(s): Rob Bleecher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Checkmark Icon$0
13-0173112/04/2013Claimant(s): Jerome Miller
Claimant Lawyers(s): Jerome Miller
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Checkmark Icon$0
12-0137110/16/2012Claimant(s): Carl Davis
Claimant Lawyers(s): David M. White
Respondent(s): John Miller
Respondent Lawyers(s): John Stenning Miller
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206

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