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FINRA Awards for Tosh Grebenik

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Displaying 21-30 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0012109/01/2023Claimant(s): James Small
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Royetta M. Jones, Walter Steven Schwartz, Nancy Lynn Boyd
Hearing Site: Las Vegas, NV
22-0247807/11/2023Claimant(s): Michael Vetere
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): Andrea D. Snowden
Arbitrator(s): Veronica Ann Williams
Hearing Site: Jersey City, NJ
22-0247706/02/2023Claimant(s): David Morgan
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Annamaria Boccia Smith, Maria Barry, John Lawniczak
Hearing Site: New York, NY
21-0135402/16/2023Claimant(s): Sean Caston
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): American Trust Investment Services.
Respondent Lawyers(s): Andrew S. May
Arbitrator(s): Roberta Haft, Ronald L. Cameron, Robert Rosen
Hearing Site: Los Angeles, CA
22-0000310/07/2022Claimant(s): Stuart Updegrove
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Sands Brothers & Co., Ltd.
Respondent Lawyers(s): Gail Fanelli
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
21-0289108/09/2022Claimant(s): Aric Zamel
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Constance Ellen Boukidis, Lorraine Woodwark, Gecole L. Harley
Hearing Site: Los Angeles, CA
20-0303811/30/2021Claimant(s): Joseph Glodek, Richard Libretti
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Marvin L. Schuldiner
Hearing Site: Jersey City, NJ
20-0303910/26/2021Claimant(s): Roger Follis
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Robertson Stephens.
Respondent Lawyers(s): Vincent V. Mulcahy
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Washington, DC
20-0315409/28/2021Claimant(s): Matthew Fleissner
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0314809/27/2021Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Oppenheimer & Co..
Respondent Lawyers(s): Emily A. Hayes, Nicola Anne Murphy
Arbitrator(s): Amy Jill Baranoff
Hearing Site: New York, NY

63 Results

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