Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04205 | 08/03/2021 | Claimant(s): Alex Shore Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Joseph Charles Smolira, A.J. Seier, James A. McIntosh Hearing Site: Nashville, TN | ||
| 20-01867 | 01/25/2021 | Claimant(s): Joseph Young Claimant Lawyers(s): Brian Luther Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Geoff Beckham Arbitrator(s): A.J. Seier Hearing Site: Memphis, TN | ||
| 11-01629 | 07/25/2016 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Ronald P. Kane Respondent(s): Lee Bloom, Richard Dwyer Respondent Lawyers(s): Rogge Dunn Arbitrator(s): John P. Cullem, Frank William Savino, A.J. Seier Hearing Site: Orlando, FL | ||
| 13-02103 | 11/05/2014 | Claimant(s): Mark Williams Claimant Lawyers(s): Douglas K. Gartenlaub Respondent(s): G. Thornhill Respondent Lawyers(s): Brian F. Mumford Arbitrator(s): A.J. Seier, Theodore Haynes, David Edwin Link Hearing Site: Orlando, FL |