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FINRA Awards for Raymond

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Displaying 31-40 out of 128 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0305906/01/2020Claimant(s): Eugene Millsap
Claimant Lawyers(s): Andrea M. Greene
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Brock B. Gordon
Hearing Site: Birmingham, AL
19-0313305/27/2020Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
19-0330003/25/2020Claimant(s): Terrence Fant
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
19-0165903/20/2020Claimant(s): David Gallahar
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
19-0233603/03/2020Claimant(s): David Anthony
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
19-0157602/19/2020Claimant(s): Dianne Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
19-0157702/14/2020Claimant(s): Seth Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
18-0401112/27/2019Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Ailen Cruz
Respondent(s): Gregory Clark
Respondent Lawyers(s): Gregory Dennis Clark
Arbitrator(s): Michael Lau, Will Murphy, Brett Matthew Logan
Hearing Site: Miami, FL
19-0122311/26/2019Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Kenneth Klaiman
Respondent Lawyers(s): Kenneth Scott Klaiman
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA
19-0042311/22/2019Claimant(s): Keith Davis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): John P. Cullem, Howard A. Baker, Lewis Gordon Brewer
Hearing Site: Orlando, FL

128 Results

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