15-00934 | 03/08/2016 | Claimant(s): Jay Maltby Claimant Lawyers(s): Mark D. Knoll Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kenneth Crowley Arbitrator(s): Ray J. Grzebielski, James D. Adducci, Harry Edward Resis Hearing Site: Chicago, IL
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13-00385 | 02/24/2016 | Claimant(s): Kevin Taalman Claimant Lawyers(s): Lou Karnezis Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Daniel R. Formeller Hearing Site: Chicago, IL
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14-02529 | 02/23/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Gary Torrey Respondent Lawyers(s): Gary Torrey Arbitrator(s): William M. Koziol Hearing Site: Chicago, IL
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14-03432 | 02/05/2016 | Claimant(s): Jeffrey Howard Claimant Lawyers(s): Hal J. Wood Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Steven D. Hurd Arbitrator(s): Mitchell Lee Marinello, John M. Kramer, Susan L. Walker Hearing Site: Chicago, IL
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15-00511 | 01/15/2016 | Claimant(s): Gregory Romanczuk Claimant Lawyers(s): Gregory Romanczuk Respondent(s): Joseph Baffoe, Richard Lynch, Chicago Investment Group Respondent Lawyers(s): Joseph Martin Baffoe, Richard Paul Lynch, Richard Lynch, CEO Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL
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15-00346 | 01/04/2016 | Claimant(s): Feltl and Company Claimant Lawyers(s): Thomas F. Steichen Respondent(s): Brian Czupek Respondent Lawyers(s): Michael S. Davis Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL
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15-00176 | 12/09/2015 | Claimant(s): Marquette Bank Claimant Lawyers(s): William S. Hackney Respondent(s): Laith Al-Tikriti Respondent Lawyers(s): Laith Al-Tikriti Arbitrator(s): John K. Notz Hearing Site: Chicago, IL
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15-00339 | 11/23/2015 | Claimant(s): Investment Planners. Claimant Lawyers(s): Renee Emrick Respondent(s): Gordon Roberts Respondent Lawyers(s): Matthew S. Hardin Arbitrator(s): James J. Eccleston Hearing Site: Chicago, IL
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14-00814 | 10/06/2015 | Claimant(s): Keith McGregory Claimant Lawyers(s): Keith McGregory Respondent(s): Bernard Beal, M. R. Beal & Company Respondent Lawyers(s): Bernard B. Beal Arbitrator(s): Peter Ordower, Suanne F. Goldman, Howard T. Goffen Hearing Site: Chicago, IL
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15-00860 | 09/03/2015 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Taryn Olszewski Respondent Lawyers(s): Taryn Lynn Olszewski Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL
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