FINRA Awards for Brenda J. Stovall

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Displaying 10 out of 10 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02792	06/15/2021	Claimant(s): Kathie Okun Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
19-00454	10/02/2019	Claimant(s): Mark Ring Claimant Lawyers(s): Matt E. Wolper Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): Anton L. Hasenkampf Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
18-04383	09/12/2019	Claimant(s): Todd Mitchell Claimant Lawyers(s): Daniel J. Donovan Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
18-03809	08/22/2019	Claimant(s): Ashley Pagartanis Claimant Lawyers(s): Ashley Pagartanis Respondent(s): Lombard Securities Incorporated Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Brenda J. Stovall, Steven Irving Platt, George Thomas Doran Hearing Site: Baltimore, MD
18-00961	03/26/2019	Claimant(s): Jerrold Beck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GWN Securities Inc. Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
17-01410	01/24/2018	Claimant(s): Kari March Claimant Lawyers(s): Dana Sirkis Gloor Respondent(s): Coastal Equities. Respondent Lawyers(s): Frank Skinner Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
17-00447	11/15/2017	Claimant(s): Brett Clifford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
14-00147	03/04/2015	Claimant(s): Thomas Kelly Claimant Lawyers(s): Timothy Feil Respondent(s): Frank Sliwinski Respondent Lawyers(s): Frank Sliwinski Arbitrator(s): C. Gregory Ellison, Brenda J. Stovall, Tina E. Patterson Hearing Site: Baltimore, MD		Expungement
13-02238	11/04/2014	Claimant(s): Allan Pinkus Claimant Lawyers(s): Daniel M. Kennedy Respondent(s): James Furnary Respondent Lawyers(s): Irving Greenberg Arbitrator(s): Nancy E. Watters, Brenda J. Stovall, Margaret Ann Dubil Hearing Site: Baltimore, MD
13-00992	11/21/2013	Claimant(s): Charles Ward Claimant Lawyers(s): Rebecca E. Swenson Respondent(s): Helen Ward, John Ward, UBS Financial Services Inc., Lea Ward Respondent Lawyers(s): Helen Ward, John P. Ward, Lea C. Ward, Rebecca E. Swenson Arbitrator(s): Richard E. Lauziere, Brenda J. Stovall, Jason William Gaarder Hearing Site: Baltimore, MD		Expungement