| 15-00937 | 05/03/2017 | Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Lawrence Ecoff
Respondent(s): Oppenheimerfunds Distributor.
Respondent Lawyers(s): Michael S. Doluisio
Arbitrator(s): Daniel B. Berkson, Domitilia M. dos Santos, Donald Raymond McNally
Hearing Site: New York, NY
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| 14-00409 | 03/03/2016 | Claimant(s): Jacob Alpert
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): Bernard Beal, M. R. Beal & Company
Respondent Lawyers(s): Anthony Loman, Bernard Beal
Arbitrator(s): Ira S. Cure, Donald Raymond McNally, Adelfa Ann Lugo
Hearing Site: New York, NY
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| 11-00459 | 10/15/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Stephen O'Donnell
Respondent Lawyers(s): Patrick T. Burke
Arbitrator(s): David I. Goldblatt, Lloyd H. Slomanson, Donald Raymond McNally
Hearing Site: New York, NY
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| 11-02213 | 12/12/2011 | Claimant(s): James Schwantner
Claimant Lawyers(s): James Schwantner
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly, Kitoh Grey
Arbitrator(s): Allan E. Johnson, Howard D. Jacob, Donald Raymond McNally
Hearing Site: New York, NY
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| 09-04296 | 03/16/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Simeon Thall
Respondent Lawyers(s): Glenn Michaelson
Arbitrator(s): Paul K. Barenholtz, Jeffrey Bega, Donald Raymond McNally
Hearing Site: New York, NY
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| 09-07082 | 02/02/2011 | Claimant(s): Juliana Attwood
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Hapoalim Securities USA.
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Anna M. Fanelli, Donald Raymond McNally, John D. Nagy
Hearing Site: New York, NY
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| 08-00441 | 06/17/2009 | Claimant(s): Michael Maloney
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Joan M. Traub, Alida D. Camp, Donald Raymond McNally
Hearing Site: New York, NY
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