| 12-02392 | 05/22/2017 | Claimant(s): Kyle Rusconi, Namuk Cho
Claimant Lawyers(s): David B. Wechsler
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Alida D. Camp, Sherri L. Hughes, Kent L. Benziger
Hearing Site: New York, NY
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| 14-00897 | 12/20/2016 | Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Eugene Small
Respondent(s): Edward Kovac, Kenneth Kaufman, Mark Varon, Patrick Pilla, Paul Hashim, Paul Triano, Robert Maiorano, Metlife Securities Inc.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Michael H. DuBoff, Alida D. Camp, Frank Steven London
Hearing Site: New York, NY
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| 14-00144 | 10/14/2014 | Claimant(s): Benjamin Sax
Claimant Lawyers(s): Mark D. Knoll
Respondent(s): Adam Harris, Susan Harris
Respondent Lawyers(s): Herbert M. Deutsch
Arbitrator(s): Robert Pincus, John B. Myers, Alida D. Camp
Hearing Site: New York, NY
| | Expungement |
| 11-04605 | 09/28/2012 | Claimant(s): Robert Willoughby
Claimant Lawyers(s): Robert Willoughby
Respondent(s): EKN Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur
Arbitrator(s): Alida D. Camp
Hearing Site: New York, NY
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| 10-03444 | 07/28/2011 | Claimant(s): John Wilson
Claimant Lawyers(s): Paul T. Shoemaker
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): Alida D. Camp, Sherri L. Hughes, Ellyn S. Roth
Hearing Site: New York, NY
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| 08-00441 | 06/17/2009 | Claimant(s): Michael Maloney
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Joan M. Traub, Alida D. Camp, Donald Raymond McNally
Hearing Site: New York, NY
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