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FINRA Awards for AXA Advisors

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Displaying 41-50 out of 67 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0300610/06/2017Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, Investors Capital Corp.
Respondent Lawyers(s): Hector D. Geribon, Jeremy Carr
Arbitrator(s): Donald Dreyfus
Hearing Site: Albuquerque, NM
16-0325908/29/2017Claimant(s): Paul Stawinski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, The Equitable Life Assurance Society Of
Respondent Lawyers(s): Cheryl Howard
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
16-0239707/20/2017Claimant(s): Michael Hanna
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): AXA Advisors, MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan, Mark A. Beckman
Arbitrator(s): Carol Maria Luttati
Hearing Site: New York, NY
15-0166203/18/2016Claimant(s): Tommy Ayala-Rivera
Claimant Lawyers(s): Tommy Ayala-Rivera
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Bernard A. Becker
Hearing Site: San Juan, PR
14-0295004/10/2015Claimant(s): AXA Advisors, AXA Network, L.L.C.
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Michael Mendelsohn
Respondent Lawyers(s): Michael Mendelsohn
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
14-0011109/03/2014Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): Peter Benvenuto
Respondent Lawyers(s): Peter Leonard Benvenuto
Arbitrator(s): Stuart Harvey Ziegler
Hearing Site: Orlando, FL
14-0002406/06/2014Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Harry Frisch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard N. Kelmans
Hearing Site: Philadelphia, PA
14-0011006/02/2014Claimant(s): AXA Advisors, AXA Network, L.L.C
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Michael Grattan
Respondent Lawyers(s): Michael Ziegler
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
08-0372908/13/2013Claimant(s): Thomas Heller
Claimant Lawyers(s): Richard W. Kearney
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kenneth W. DiGia
Arbitrator(s): B. J. Krintzman, Pamela E. Berman, John J. Kenny
Hearing Site: Boston, MA
12-0118805/14/2013Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Yaakov Aspir
Respondent Lawyers(s): Yaakov Eliyahu Aspir
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY

67 Results

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