| 20-02549 | 06/11/2021 | Claimant(s): Michael Burkoff
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Fred N. Knopf, Peter Bon Viso
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
| | |
| 20-01736 | 03/29/2021 | Claimant(s): Philip Weyhe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hills
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
| | |
| 19-02188 | 01/08/2021 | Claimant(s): Sandra Etienne
Claimant Lawyers(s): Locksley O. Wade
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Anna Matsuo
Arbitrator(s): Madelon M. Rosenfeld, Robert E. Anderson, Roger B. Jacobs
Hearing Site: New York, NY
| | |
| 19-02880 | 05/15/2020 | Claimant(s): Glenn Wittpenn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
| | |
| 16-00914 | 02/20/2019 | Claimant(s): Trenchant Funds USA LLC
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Michael G. Shannon, Roger B. Jacobs, Amy Jill Baranoff
Hearing Site: New York, NY
| | |
| 18-01804 | 11/19/2018 | Claimant(s): Carol Silverman
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pinkus
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
| | |
| 17-01862 | 10/16/2018 | Claimant(s): Russell Katz
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Roger B. Jacobs, Hashim Ghadiali, Michael McDermott
Hearing Site: New York, NY
| | |
| 15-01843 | 11/23/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P Gaster
Respondent(s): Michael Gopie
Respondent Lawyers(s): Michael P Gopie
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
| | |
| 14-00264 | 07/07/2015 | Claimant(s): Edgar Ramirez, Rene Joliot, Romel Rodriguez
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Howard D. Jacob, Irwin Pronin, Roger B. Jacobs
Hearing Site: New York, NY
| | |
