| 20-03106 | 04/16/2021 | Claimant(s): George Koulouris
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Halden R. Schwallie
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Syracuse, NY
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| 19-03636 | 06/08/2020 | Claimant(s): James Buto
Claimant Lawyers(s): Alexander K. Cox
Respondent(s): Keybanc Capital Markets Inc., UVEST Financial Services Group.
Respondent Lawyers(s): Jeffrey S. Dunlap, Sara Davis
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
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| 18-04391 | 12/03/2019 | Claimant(s): Bryan Weber
Claimant Lawyers(s): Harris Freedman
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
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| 18-00029 | 09/14/2018 | Claimant(s): Charles LaRocco
Claimant Lawyers(s): Eric Litow
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Michael J. Meeusen
Hearing Site: Buffalo, NY
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| 15-02006 | 12/01/2017 | Claimant(s): Matt Summerville
Claimant Lawyers(s): James W. Halter
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jeffrey M. Bain, David M. Panko, David Rosenblum Cohen
Hearing Site: Cleveland, OH
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| 09-06039 | 09/08/2010 | Claimant(s): Kevin Grier
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael H. DuBoff, Carol E. Weir, Kevin B. Naughten
Hearing Site: New York, NY
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