23-02601 | 01/24/2024 | Claimant(s): Joseph Doku Claimant Lawyers(s): Christopher H Tovar Respondent(s): Mutual of America Securities LLC Respondent Lawyers(s): John McLean Arbitrator(s): Lanny M. Leff, Michael Kelley, Richard Kent Mahrle Hearing Site: Phoenix, AZ
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14-00260 | 08/24/2015 | Claimant(s): Michael Choy Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Lanny M. Leff Hearing Site: Phoenix, AZ
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11-02089 | 02/26/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Timothy N. Will Respondent(s): Lee Brown Respondent Lawyers(s): Lee Kim Brown Arbitrator(s): Robert S. McConnell, Lanny M. Leff, Richard Marc Weinroth Hearing Site: Phoenix, AZ
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08-03686 | 04/28/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Raquel Terrigno Respondent(s): Caroline Mellema Respondent Lawyers(s): David A. Weintraub Arbitrator(s): Lanny M. Leff Hearing Site: Ft. Lauderdale, FL
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08-00457 | 08/26/2008 | Claimant(s): Bruce Goldmacher Claimant Lawyers(s): Ronald M. Gache Respondent(s): Scott & Stringfellow Respondent Lawyers(s): John W. Campbell Arbitrator(s): Lanny M. Leff, Gustavus L. Pearthree, Stephen Farquhar Adams Hearing Site: Boca Raton, FL
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06-04356 | 01/30/2008 | Claimant(s): Donald Kent, Dwight Campbell, MCM Advisors Corp., et al Claimant Lawyers(s): James D. Sallah Respondent(s): Ernest McMullen Respondent Lawyers(s): Andrew T. Lavin Arbitrator(s): Lanny M. Leff, Mark A. Buckstein, Arnold Levine Hearing Site: Boca Raton, FL
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07-00333 | 09/10/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Jerad Rissler Respondent(s): Jason Blum Respondent Lawyers(s): Jason H. Blum Arbitrator(s): Lanny M. Leff, John Uustal, Raymond W. Snow Hearing Site: Boca Raton, FL
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