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FINRA Awards for Lanny M. Leff

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0081112/14/2023Claimant(s): Arthur Sitelman, Edna Sitelman, Arthur Sitelman IRA, Faraway Assets, The Good Daughter
Claimant Lawyers(s): Thomas Frost
Respondent(s): Armando Roman, Independent Financial Group.
Respondent Lawyers(s): Edward Zusman
Arbitrator(s): Lanny M. Leff, Robert Rosen, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
Checkmark Icon$1,000,000
10-0427211/04/2011Claimant(s): Michele Perillo
Claimant Lawyers(s): Lawrence J. Felder
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Lanny M. Leff, Amy L. Wachs, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
Checkmark Icon$0
07-0244708/14/2008Claimant(s): Bernice Kramer
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Leighton Applefeld
Respondent Lawyers(s): Leighton David Applefeld
Arbitrator(s): Randy R. Freedman, Lanny M. Leff, David Rich
Hearing Site: Boca Raton, FL
Checkmark Icon$1,121,910

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